Sector Experience
Business Services
Financial Services
Social & Public Sector
Technology
Fortune 500
Experience
Sethi Clarity Advisers
Start-Up
Independent Consultant
3/2018 - Present
Retained by clients, including Morningstar and the Committee on Capital Markets Regulation, to write reports and comment letters pertaining to current Securities and Exchange Commission and Department of Labor regulations and financial market issues.
BlackRock
Other
Vice President, Legal and Compliance
7/2014 - 3/2018
Collaborated across different teams at BlackRock to write and review comment letters relating to a variety of regulatory topics, including systemic risk, data reporting for mutual funds and investment advisers, risk management, business continuity, transition management, and the use of swing pricing, to a number of regulators, including the Securities and Exchange Commission, the Financial Stability Oversight Council, the Department of Labor, and the Financial Stability Board.
U.S. Securities and Exchange Commission
Other
Special Counsel
1/2011 - 7/2014
Participated in rulemakings relating to the trading of security-based swaps on security-based swap execution facilities, researched and assessed academic literature pertaining to market structure topics, such as dark pools and high-frequency trading, reviewed product listings, such as for exchange-traded funds and complex options, and rules submitted by national securities exchanges and FINRA.