Providing Interim CFO services ranging from core financial management leadership, M&A strategy and support, and Debt and Equity capital planning and execuition

• Built and delivered investor materials and videos; Met with investors and due diligence teams
• Established registrations, operations and portfolio limits including credit risk, interest rate risk, asset-liability thresholds, funding, capital ratios, concentration, diversification, commodity pool operator filing, RIA filing, and the trading platform

Group CFO with overall financial management and senior committee responsibilities including accounting, mergers and acquisitions, balance sheet and capital management, strategy, financial planning and analysis, SEC & regulatory reporting, risk management, and governance. The wholesale banking division includes Commercial/Corporate Banking, Commercial Real Estate, Global Treasury Management, Capital Markets, and Wealth Management with revenues exceeding $1.9 billion, assets of $40 billion, comme

Group CFO with full financial management responsibilities including strategy, financial planning, forecasting, management reporting, accounting, regulatory reporting, advisor compensation, and risk management. Independent Brokerage Group with $1 billion in annual revenues and $170 billion in assets under management

• Led business unit through a divesting of non-strategic assets
• Merged IBG divisions into combined Wells Fargo/Wachovia brokerage business

Responsible for corporate financial planning, budgeting, forecasting, performance reporting for Countrywide Financial Corp. in 2005-6 and the technology division 2007-8

• Built metrics based reporting suite across all major unit businesses units of Countrywide Financial Corporation
• Led corporate finance risk assessment and interfaced with Thrift (OTS) and Federal Reserve (FRB) bank regulator on examinations and inquiries

Responsible for constructing a difference-making product line, distribution system, and operational infrastructure for a startup financial services firm drawing on subject matter expertise in the investment industry

Financial management and business development responsibilities including strategy, financial planning, forecasting, management reporting, accounting, regulatory reporting, advisor compensation, product development, and risk management for multiple divisions

• Led strategic restructuring of sales, distribution, and administration resulting in a material distribution expansion and cost reductions

Responsible for all aspects of the day to day operations including cash and margin management, trading operations, risk and credit management, accounting, regulatory reporting, tax planning and reporting, administration, and contract management